Beethoven, 12 German Dances, WoO8: Tables of formal functions after Caplin


File last updated 10 January 2006.

The German Dances, WoO8, was composed in 1795, about the same time as the Trios, Op. 1, and the Piano Sonatas, Op. 2. The set was composed for orchestra. Although the publisher Artaria announced that the piano arrangements were by Beethoven himself, there is no conclusive evidence that it is true -- such arrangements were commonly produced by employees of the publisher -- although it should be said that the arranger was clearly a pianist, because the pieces do lie well under the hands.

All dances and trios are 16 bars, as 8+8 with both strains repeated. Most of the twenty three dances are cast as small binaries; four are small ternary forms. All but the first dance have trios; the set also has a lengthy coda with Posthorn solos (this 133-bar coda is essentially an independent piece). All dances except the first, therefore, are cast in a compound ternary design (dance--trio--dance da capo), though of course in performance for dancing these designs may have been altered substantially. They were very possibly played in the 'alternativo' manner that is still employed in Strauss waltzes of the mid-nineteenth century. Mozart already refers to this in notes for his K. 509 (1787): "Each German dance has its trio or rather 'alternativo' - after the 'alternativo' the dance is repeated, then comes the 'alternativo' again; it then goes via the introduction into the next dance."

Go to: Details of the first strains
Overall design; details of the second strains


Beethoven, 12 German Dances, WoO8: List of formal functions for the first strains (bars 1-8)

In the list below, formal functions in the first strains of the dances and trios are supplied using William Caplin's terminology. Conclusions to be drawn include:

1. sentence
2. period with modulating consequent
2trio. hyb3 (compound basic idea + continuation) -- with strong contrast
3. hyb3 (compound basic idea + continuation)
3trio. hyb3 (compound basic idea + cadential) -- the cadence may be understood as occurring in mm.5-6 or 7-8. The former emphasizes the echo effect, the latter acknowledges the power of temporal symmetries in dance music.
4. sentence -- with strong contrast
*4trio. presentation + repetition of presentation (!) [Caplin suggests another, equally unusual reading: cadential (failed) + cadential]
5. hyb3 (compound basic idea + continuation), with 3-4 & 5-6 closely related
5trio. hyb1 (antecedent + continuation->cadential)
6. hyb1 (antecedent + continuation) -- with strong contrast
6trio. hyb4 (compound basic idea + consequent) [Caplin's reading]
*7. compound basic idea + repetition of compound basic idea [Caplin's reading]
7trio. sentence -- with strong contrast
8. hyb3 (compound basic idea + continuation -- with strong contrast)
8trio. hyb4 (compound basic idea + consequent) [Caplin's reading]
9. period
9trio. hyb4 (compound basic idea and consequent) [Caplin's reading]
10. hyb4 (compound basic idea and modulating consequent) [Caplin's reading]
10trio. hyb4 (compound basic idea + consequent) [Caplin's reading]
11. hyb4 (compound basic idea + consequent)
11trio. hyb1 (antecedent + continuation)
12. hyb3 (compound basic idea + continuation)
12trio. hyb3 (compound basic idea + continuation) -- with strong contrast

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Beethoven, 12 German Dances, WoO8: List of designs for all dances, with formal functions for the second strains (bars 9-16)

Four of the dances are small ternary forms, the rest are small binaries, but, as was the case in the first strains, details of the formal functions for the complete dances vary quite a bit. Most, however, do follow expected patterns:

Note: I use the term "model-repetition" for the case where a two-measure model is stated, but then literally repeated rather than transposed or significantly varied.

1.small binary; 9-12 are contrasting middle (model-sequence), 13-16 are cadential
2.small binary; 9-12 are contrasting middle (based on repetition of a new one-bar motive [related to fragmentation]), 13-16 are cadential
2trio.small binary; 9-12 are contrasting middle (statement and repetition of a new idea, or model-repetition), 13-16 are cadential after the initial chord
3.small binary; 9-12 are contrasting middle (standing on the dominant with two-measure units), 13-16 are a continuation whose melodic elements can be heard as an inversion of the basic idea
3trio.small binary; 9-12 are contrasting middle (uses fragmentation but arrives at a PAC on the dominant); bars 13-14 are cadential with an echo in bars 15-16.
4.small binary; 9-12 are an unusual "standing on ii6" which uses fragmentation in the melody; the whole of the second strain could easily be described as cadential
*4trio.small ternary; a compact design with contrasting middle (standing on the dominant) in 9-12, and repetition of 5-8 to end
5.small binary; 9-12 are contrasting middle (consisting of a new idea and its varied repetition), 13-16 are cadential
5trio.small binary; 9-12 are contrasting middle (model (new idea)-sequence), 13-16 are cadential (a transposed repetition of 5-8)
6.small binary; 9-12 are contrasting middle (model-sequence with two-bar units), 13-16 is cadential
6trio.small ternary; a compact design with contrasting middle (fragmentation, or one-bar-level-sequential passage) in 9-12, and repetition of 5-8 to end
*7.small binary; 9-12 are contrasting middle (using fragmentation and model-sequence (the model-motive derived from the basic idea)), 13-16 are cadential
7trio.small binary; 9-12 are contrasting middle (standing on the dominant) and 13-16 are cadential -- thus, the entire second part could be cadential
8.small binary; 9-12 are contrasting middle (model sequence in two-bar units (the motive is new)), 13-16 are cadential
8trio.small ternary; a compact design with an unusual repetition of a one-bar motive supported by the IV harmony in 9-12, and repetition of 5-8 to end: the overall result is "cadential"
9.small ternary; a compact design with are contrasting middle (model-sequence) in 9-12, and repetition of 5-8 to end
9trio.small binary; 9-12 are contrasting middle (model-repetition), 13-16 are cadential
10.small binary; 9-12 are contrasting middle (standing on the dominant with the sequence of a new one-bar model), 13-16 are cadential -- thus, all of the second part is cadential
10trio.small binary; all of the second part is cadential, as standing on the dominant is extended into the closing phrase -- a two-bar figure (not quite a model) is derived from bars 6-7
11.small binary; are contrasting middle (model-sequence based on the motive of bars 3 & 7), then even greater fragmentation over the cadential closing phrase
11trio.small binary; 9-12 is are contrasting middle (a new phrase which closes on a half cadence to V but cannot really be called standing on the dominant), 13-16 literally repeat the continuation of part one (the only instance of a true Baroque-style "balanced binary" form in WoO8)
12.small binary; new melodic material throughout -- 9-12 stands on the dominant, 13-16 is continuation->cadential
12trio. small binary; 9-12 are contrasting middle (standing on the dominant), 13-16 is cadential with a melodic shape roughly the inverse of 5-8

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