Caplin functions in table format

File posted 2005; last edited 9 January 2011.

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TABLE: COMPONENTS OF EIGHT-BAR THEMES

INTRATHEMATIC LEVEL 1: "SUBPHRASE"             1-2            3-4            5-6            7-8
basic idea1. basic idea, repeated or varied
2. statement-response (usually, I-V is answered V-I)
3. contrasting idea
4. (rarely) cadential
1. basic idea, exact or varied
2. fragmentation, with or without sequence
3. new idea (contrasting)
4. (rarely) cadential (more common: cadential progression begins here with I6 or subdominant harmonies and continues into 7-8)
1. cadential
2. (rarely) repetition of cadence from 5-6
INTRATHEMATIC LEVEL 2: PHRASE                         1-4                         5-8
1. antecedent
2. presentation
3. compound basic idea ("weak antecedent")
1. consequent
2. continuation
3. continuation->cadential
4. cadential
THEMATIC LEVEL                                                         1-8
1. period
2. sentence
3. hybrids

EXAMPLES FROM REPERTOIRE

Some examples for bars 3-4:

Some examples of periods:

Some examples of sentences:

Some examples of hybrids:


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SMALL TERNARY FORMS

The "contrasting middle" consists of a continuation (with or without a new basic idea), standing on the dominant (usually with a new idea), sentence or -- rarely -- period (with new idea), or for longer pieces some combination of the above.

Some examples of small ternary forms and their components:

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SMALL BINARY FORMS

NOTE: With respect to harmony, if bar 9 is stable on the tonic, then the odds increase that 9-16 will be a new sentence;if bar 9 is a clearly defined subdominant type, then 9-16 are probably cadential;if bar 9 is stable on the dominant or unstable on any harmony, 9-12 are most likely contrasting middle.

NOTE: Although the note-by-note contents of a 16-bar small binary form and a 16-bar period or sentence could conceivably be identical, the binary form is distinct because of the repetitions of the two parts (and also because elements of the "contrasting middle" function are almost routine: bars 9-12 in the 16 bar themes make very strong ties to the beginning).

Some examples of small binary forms:

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Original material and compilation copyright David Neumeyer 2005-2011.



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